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Finance Commission
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621	Microsoft WordALX 10-K Add to Reading List Source URL: www.alx-inc.com Language: English Corporate governance United States corporate law United States securities law Financial economics Regulation S-K Form 10-K Finance Insurance U.S. Securities and Exchange Commission SEC filings Investment Auditing
622	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoTennenbaum Opportunities Fund V, LLC, et al.; Notice of Application October 20, 2014 Agency: Securities and Exchange Commi Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-10-21 07:45:03 Private equity Business Development Company Venture capital Security Financial services Financial economics Investment Finance
623	WORKING DOCUMENT OF THE COMMISSION SERVICES (DG INTERNAL MARKET) Consultation by Commission Services on legislative steps for the Packaged Retail Investment Products initiative This consultation represents the views of Add to Reading List Source URL: www.cnb.cz Language: English - Date: 2011-02-04 07:28:05 Funds Financial services Financial markets Structured product Markets in Financial Instruments Directive Collective investment scheme Investor Independent Financial Adviser Financial adviser Financial economics Investment Finance
624	INITIAL DECISION RELEASE NO. 783 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-30 13:33:34 U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Security Finance Financial regulation SEC filings Government Securities Exchange Act
625	SECURITIES & EXCHANGE COMMISSION EDGAR FILING COFFEE HOLDING CO INC Form: 8-K Date Filed: Add to Reading List Source URL: filings.irdirect.net Language: English - Date: 2015-04-02 08:36:11 Finance Financial system Caffeine Coffee Short Securities Act U.S. Securities and Exchange Commission United States securities law Corporate crime Business
626	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 5, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-05 07:46:41 Securities and Exchange Commission Form 10-Q OTC Markets Group Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
627	Updated May 11, States and D.C. Have Intrastate Securities Exemptions That Allow Equity Crowdfunding By David M. Freedman (author profile below) In 17 U.S. states and the District of Columbia, non-accredited inv Add to Reading List Source URL: www.freedman-chicago.com Language: English - Date: 2015-05-11 12:44:02 United States Securities and Exchange Commission Corporate finance Crowd funding Accredited investor Regulation D Securities offering Securities Act Hedge fund Financial economics Investment Finance
628	Proposed Rule: Net Worth Standard for Accredited Investors Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-25 13:21:38 Financial regulation 73rd United States Congress Investment Finance Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act United States Securities and Exchange Commission Financial economics United States securities law
629	SUBMISSIONS OF THE BRITISH COLUMBIA CIVIL LIBERTIES ASSOCIATION CONCERNING THE LOCAL GOVERNMENT ELECTIONS TASK FORCE The B.C. Civil Liberties Association 1. Established in 1962, the British Columbia Civil Liberties Assoc Add to Reading List Source URL: www.localelectionstaskforce.gov.bc.ca Language: English - Date: 2010-04-19 19:01:43 British Columbia Civil Liberties Association Federal Election Commission Political campaign Election Lobbying in the United States Campaign finance reform in the United States Independent expenditure Politics Campaign finance Activism
630	Disclaimer As a matter of policy, the Securities and Exchange Commission disclaims responsibility for the private statements of SEC employees. The views I am expressing today are solely my own, and do not reflect Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2009-06-11 11:38:28 SEC filings Accounting systems Balance sheet Debits and credits Securities and Exchange Commission Form 10-Q HTML element Finance Financial statements Business

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